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THE SPIRIT OF THE LITURGY
By Romano Guardini
CHAPTER 4
THE SYMBOLISM OF THE LITURGY
IN the liturgy the faithful are confronted by a new world,
rich in types and symbols, which are expressed in terms of
ritual, actions, vestments, implements, places, and hours,
all of which are highly significant. Out of this the
question arises--what is the precise significance of all
this as regards the soul's intercourse with God? God is
above space; what has He to do with directions as to
specific localities? God is above time; what does time,
beginning with the liturgical hours and ending with the
ecclesiastical year, matter to Him? God is Simplicity; then
how is He concerned with specific ritual, actions and
instruments? Let us desist from the attempt to enter more
fully into the question, and content ourselves with asking:
God is a Spirit--can matter therefore have any significance
in the soul's intercourse with Him? Is not the intervention
of material things bound to pervert and to degrade this
intercourse? And even if we admit that man consists of soul
and body, that he is not pure spirit, and therefore as a
logical conclusion that a material element will always play
a certain part in his spiritual life--must we not regard
this as a defect against which we must strive? Should it not
be the task of all true religion to come to be the "worship
of God in spirit and in truth," and at least to aim at, if
not to succeed in, eliminating the bodily and material
element as far as possible?
This question penetrates deeply into the essence and nature
of the liturgy.
What meaning has matter--regarded as the medium of spiritual
receptivity and utterance, of spiritual impression and
expression--for us?
The question depends upon the manner in which the Ego,
within its bodily-spiritual personality, experiences the
relationship between body and soul.1 There exists a peculiar
form of this self-experience, in which the boundary between
the "spiritual" and the "bodily" or "physical" is sharply
defined. In such cases the spiritual plane appears as
entirely self-contained, lying within--or perhaps it would
be better to say beyond--the physical plane, and having
little or nothing to do with the latter. The two planes--
spiritual and physical--are felt to be two distinct orders,
lying closely adjacent, between which communication
certainly takes place; but communication of such a nature
that it rather appears as a transposition from the one into
the other, than as the direct co-operation of both. Such is
the frame of mind which has probably drawn its conception of
the external world from Leibniz's theory of monads, and its
conception of the soul from the teaching of psycho-physical
parallelism.
It is obvious that people who favor such a system of thought
will only attach a more or less fortuitous significance to
the relationship between the physical and the spiritual. The
latter, they consider, is intimately bound up with the
former, and is also in need of it, but as far as the life of
the soul proper is concerned, the physical has no
importance; it merely appears to encumber and to degrade
spiritual activity. The soul strives to attain its goal--
that is to say, truth, the moral impulse, God, and the
Divine--by purely spiritual means. Even when such people
know that this endeavor cannot possibly succeed, they still
exert themselves to approach to the purely spiritual at
least as nearly as they can. To them the physical is an
alloy, an innate imperfection, of which they endeavor to rid
themselves. They may perhaps credit it with a limited
external significance, and look upon it as an aid to the
elucidation of the spiritual, as an illustration, or as an
allegory; but they are all the time conscious that they are
making what is actually an inadmissible concession.
Moreover, the physical does not appeal to them as a medium
of vividly expressing their inner life. They scarcely even
feel the need of expressing that life in a tangible manner;
for them the spiritual is self-sufficing, or else it can
express itself in a straightforward moral action and in a
simply uttered word.
People of such a turn of mind will inevitably have great
difficulties to face in the liturgy.2 Somewhat naturally,
they gravitate towards a strictly spiritual form of
devotion, which aims at suppressing the physical or material
element and at shaping its external manifestations in as
plain and homely a manner as possible; it prizes the simple
word as the most spiritual medium of communication.
Facing these, and in contrast with them, are people of a
different mental constitution. For them, the spiritual and
the physical are inextricably jumbled together3; they
incline to amalgamate the two. While the former type of
disposition labors to separate the physical and the
spiritual spheres, the latter endeavors to unite them.
People like this are prone to look upon the soul merely as
the lining of the body, and upon the body as the outside, in
some sort the condensation or materialization, of the spirit
within. They interpret spiritual elements in terms of
physical conditions or movements, and directly perceive
every material action as a spiritual experience. They extend
their conviction of the essential oneness of the soul and
the body beyond the province of the individual personality,
and include external things within its sphere of operation.
As they frequently tend to regard externals as the
manifestation of spiritual elements, they are also capable
of utilizing them as a means of expressing their own
innerness. They see this expressed in various substances, in
clothing, in social formations, and in Nature, while their
inner struggles are reflected even in conditions, desires,
and conflicts which are universal.4
Of the two types of spiritual character, the second at the
first glance would seem to correspond the more closely to
the nature of the liturgy. It is far more susceptible to the
power of expression proper to liturgical action and
materials, and can the more readily apply these external
phenomena to the expression of its own inner life. Yet in
the liturgy it has to face problems and difficulties all its
own.
People who perceive the physical or material and the
spiritual as inextricably mingled find it hard to confine
the manifestations of the individual soul to set forms of
expression, and to adhere strictly to the clearly defined
significance of the formulas, actions and instruments
employed in such expression. They conceive the inner life as
being in a perpetual state of flux. They cannot create
definite and clearly outlined forms of expression because
they are incapable of separating spiritual from physical or
material objects. They find it equally difficult to
distinguish clearly the specific substance behind the given
forms of expression; they will always give it a fresh
interpretation according to varying circumstances.5
In other words, in spite of the close relationship which in
this case exists between the physical and the spiritual such
people lack the power of welding certain spiritual contents
to certain external forms, which together will constitute
either the expression of their inner selves or a receptacle
for an extraneous content. That is to say, they lack one of
the ingredients essential to the creation of symbols. The
other type of people do not succeed any better, because they
fail to realize how vital the relationship is between the
spiritual and the physical. They are perfectly capable of
differentiating and of delimiting the boundaries between the
two, but they do this to such an extent that they lose all
sense of cohesion. The second type possess a sense of
cohesion, and with them the inner content issues directly
into the external form. But they lack discrimination and
objectiveness. Both--the sense of cohesion and the power of
discrimination--are essential to the creation of a symbol.
A symbol may be said to originate when that which is
interior and spiritual finds expression in that which is
exterior and material. But it does not originate when6 a
spiritual element is by general consent coupled with a
material substance, as, for instance, the image of the
scales with the idea of Justice. Rather must the spiritual
element transpose itself into material terms because it is
vital and essential that it should do so. Thus the body is
the natural emblem of the soul, and a spontaneous physical
movement will typify a spiritual event. The symbol proper is
circumscribed; and it may be further distinguished by the
total inability of the form selected as a medium of
expression to represent anything else whatever. It must be
expressed in dear and precise terms and therefore, when it
has fulfilled the usual conditions, must be universally
comprehensible. A genuine symbol is occasioned by the
spontaneous expression of an actual and particular spiritual
condition. But at the same time, like works of art, it must
rise above the purely individual plane. It must not merely
express isolated spiritual elements, but deal with life and
the soul in the abstract.
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Consequently when a symbol has been created, it often enjoys
widespread currency and becomes universally comprehensible
and significant. The auspicious collaboration of both the
types of temperament outlined above is essential to the
creation of a symbol, in which the spiritual and the
physical elements must be united in perfect harmony. At the
same time it is the task of the spiritual element to watch
over and determine every stroke of the modeling, to sort and
sift with a sure hand, to measure off and weigh together
delicately and discreetly, in order that the given matter
may be given its corresponding and appropriate form. The
more clearly and completely a spiritual content is cast in
its material mold, the more valuable is the symbol thus
produced, and the more worthy it is of its name, because it
then loses its connection with the solitary incident which
occasioned it and becomes a universal possession. The
greater the depth of life from which it has sprung, and the
greater the degree of clarity and of conviction which has
contributed to its formation, the more true this is in
proportion.
The power of symbol-building was at work, for instance, when
the fundamental rules governing social intercourse were laid
down. From it are derived those forms by which one person
signifies to another interest or reverence, in which are
externally expressed the inward happenings of civil and
political life, and the like. Further--and in this
connection it is specially significant--it is the origin of
those gestures which convey a spiritual meaning; the man who
is moved by emotion will kneel bow, clasp his hands or
impose them, stretch forth his arms, strike his breast, make
an offering of something, and so on. These elementary
gestures are capable of richer development and expansion, or
else of amalgamation. They are the source of the manifold
ritual actions, such as the kiss of peace or the blessing.
Or it may be that certain ideas are expressed in
corresponding movements, thus belief in the mystery of
absolution is shown by the Sign of the Cross. Finally, a
whole series of such movements may be co-ordinated. This
gives rise to religious action by which a richly developed
spiritual element--e.g., a sacrifice--succeeds in attaining
external and symbolic expression. It is when that form of
self-experience which has been described above is extended
to objects which lie without the personal province, that the
material concrete factor enters into the symbol. Material
objects are used to reinforce the expressiveness of the body
and its movements, and at the same time form an extension of
the permanent bodily powers. Thus, for instance, in a
sacrifice the victim is offered, not only by the hands, but
in a vessel or dish. The smooth surface of the dish
emphasizes the expressive motion of the hand; it forms a
wide and open plane, displayed before the Godhead, and
throwing into powerful relief the upward straining line of
the arm. Or again, as it rises, the smoke of the incense
enhances the aspiration expressed by the upturned hands and
gaze of those who are at prayer. The candle, with its
slender, soaring, tapering column tipped with flame? and
consuming itself as it burns, typifies the idea of
sacrifice, which is voluntarily offered in lofty spiritual
serenity.
Both the before-mentioned types of temperament co-operate in
the creation of symbols. The one, with its apprehension of
the affinity between the spiritual and the physical,
provides the material for the primary hypothesis essential
to the creation of the symbol. The other, by its power of
distinction and its objectiveness, brings to the symbol
lucidity and form. They both, however, find in the liturgy
the problems peculiar to their temperament. But because they
have shared together in the creation of the liturgical
symbol, both are capable of overcoming these difficulties as
soon, that is, as they are at least in some way convinced of
the binding value of the liturgy.
The former type, then, must abandon their exaggerated
spirituality, admit the existence of the relationship
between the spiritual and the physical, and freely avail
themselves of the wealth of liturgical symbolism. They must
give up their reserve and the Puritanism which prompts them
to oppose the expression of the spiritual in material terms,
and must instead take the latter as a medium of lively
expression. This will add a new warmth and depth to their
emotional and spiritual experience.
The latter type must endeavor to stem their extravagance of
sensation, and to bind the vague and ephemeral elements into
clear-cut forms. It is of the highest importance that they
should realize that the liturgy is entirely free from any
subjection to matter,7 and that all the natural elements in
the liturgy (cf. what has been previously said concerning
its style) are entirely re-cast as ritual forms. So for
people of this type the symbolizing power of the liturgy
becomes a school of measure and of spiritual restraint.
The people who really live by the liturgy will come to learn
that the bodily movements, the actions, and the material
objects which it employs are all of the highest
significance. It offers great opportunities of expression,
of knowledge, and of spiritual experience; it is
emancipating in its action, and capable of presenting a
truth far more strongly and convincingly than can the mere
word of mouth.
ENDNOTES
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1. The more precise discussion of the question belongs to the domain, is yet but little explored, of typological psychology.
2. This disposition does not, of course, actually exist in the extreme form portrayed here any more than does that which is described later. We are concerned, however, with giving an account of such conditions in the abstract and not in detail.
3. It need hardly be said that no intention exists of discussing in this connection the real relationship of soul and body. We are concerned with describing the manner in which this relationship is felt and interiorly experienced. It is not a question of metaphysics, but merely of descriptive psychology.
4. Cf., for instance, the feeling of the Romantics for Nature.
5. Hence the tendency of people like this to forsake the Church, with her clear and unequivocal formulas, and to turn to Nature, there to seek an outlet for their vague and fluctuating emotions and to win from her the stimulus that suits them.
6. As in allegory.
7. Such as is found in Nature-religions, for instance, which are directly derived from Nature herself, from the forest, the sea, etc. The liturgy, on the contrary, is entirely designed by human hands. It would be extremely interesting to investigate in a detailed manner the transformation of natural things, shapes and sounds into ritual objects through the agency of the liturgy.